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Investment Fund Products Officer (12K)
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Systems Analyst
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1 2

 
 
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> Banking Appointment
Reference No.: RL110915
Business Nature:
Retail Banking
Location:
Central
Sales & Transaction Assurance Officer (30K)
Responsibilities:  
- Review of < daily blotters and follow up on any outstanding documents
- Coordinate and collect applications on IPO, Private Equity and Fixed Income New Issue, perform allocation and obtain approval for allocation for institutional tranche
- Prepare the credit documentation for client’s signatory
- Check daily foreign exchange report and follow up any invalidated trades with responsible parties until rectification is complete
- Clean Desk Policy Review
- Conduct  and coordinate cash equities follow on placement services and follow up the client signed investor Representation Letter
- To liaise with front office to confirm, monitor and track the status and validity of the W-8 forms
- Assist in ad hoc projects from time to time
Qualifications:   
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- University graduate
- At least 3 year of solid experience in banking operations and risk control, preferably in private banking or wealth management
- Detail-minded, mature, tactful, independent, initiative and well-organized
- Strong control sense, able to identity potential risk and provide valid recommendations
- Excellent communication and interpersonal skills
- Ability to analyse situations, prioritise, implement processes, solve problems effectively and work independently
- Good command of written and verbal English and Chinese
- Proficiency in MS Excel, Power Point and Word is  a must

Benefits: 
Five days a week
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